Institutional Investors
Important Legal Information
The information contained on this site is intended for institutional investors only, and is published strictly for informational purposes only without regard to the investment objective, financial situation or specific needs of any particular investor. The information is not intended for use by institutional investors in a jurisdiction where distribution or purchase is not authorized.
An institutional investor is one that falls within one or more of the following categories:
- Government entities;
- Sponsors, administrators or consultants of employee benefits plan with at least 100 participants. (This does not include any participants in the plan);
- Qualified plans with at least 100 participants. (This does not include any participants in the plan);
- Any person acting solely on behalf of an institutional investor;
- FINRA member or registered person of such a member, and
- Persons described in FINRA rule 4512(c) which defines "institutional accounts" to include:
- A bank, savings and loan association, insurance company, or registered investment company;
- An SEC or state securities commission - registered investment adviser; or
- Any other entity (whether a natural person, corporation, partnership, trust or otherwise) with total assets of at least $50 million.
If you do not fall within at least one of the above categories you should not access the information contained in the site.
By accessing this site you agree to be subject to the site's Terms of Use
Baron Capital Management, Inc. makes reasonable efforts to ensure the material on the site is as accurate and timely as possible and that disruptions of service are minimal, Baron Capital Management, Inc. makes no warranty or guarantee concerning the availability of this site or the services or the accuracy of the information on it. In addition, the information contained on the site is in no way intended to constitute investment advice, an offer to sell, or a recommendation of any security or investment product. In fact, the products described herein may not be available to, or suitable for, all investors. You should consider, if appropriate, obtaining independent professional advice before making an investment decision. Please consider the charges, risks, expenses and investment objectives carefully before investing. Nothing on this site is intended to constitute legal or tax advice.
Please keep in mind that the opinions and views expressed through the content and commentaries published on the site are just that - opinions and views - and that they are published on the site for informational purposes only. In addition, views and opinions are based on the information available at the time and may not necessarily be shared by Baron Capital Management, Inc., or its employees, in general. As the investing environment changes, so could this information, and Baron Capital Management, Inc. has no responsibility to update it.
Past performance is not a guarantee of future performance. Investment results and principal value will fluctuate so shares, when redeemed, may be worth more or less than their original cost. Investors should be aware of the additional risks associated with investments in non-diversification, undervalued or overlooked companies and investments in specific industries. Additional risks may include those associated with investing in foreign securities, emerging markets, and companies with relatively small market capitalizations.
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Non-U.S. Investors
Baron offers accredited non-U.S. investors and qualified tax-exempt U.S. investors a range of options for investing in the equity market. Our investment vehicles include SICAV funds, separate accounts, collective investment trusts, and Baron USA Partners Fund.
This website may not be suitable for everyone, and if you are at all unsure whether an investment product referenced on this website will meet your individual needs, please seek professional advice before proceeding further with such product. Nothing on this website is, or is intended to be, an offer, advice, or an invitation to buy or sell any investments, in any jurisdiction where, or to anyone whom it would be unlawful to do so. By clicking “I Agree” below you acknowledge that you have read and understood this important information. Information on this website is issued by Baron Capital, Inc.
If you are a non-U.S. investor or qualified tax-exempt U.S. investor interested in our non-U.S. investment products, please contact Stephen Millar, VP, Head of EMEA, Institutional Sales | +44(0)7769 958822 | smillar@baronfunds.com
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Institutional Investors - Contacts by Region
- • West
- • Midwest
- • East
Home Office
Head of Institutional Sales
Jim Barrett (212) 583-2076 jbarrett@baronfunds.com
Home Office
Consultant Relations
David Chow (212) 583-2081 dchow@baronfunds.com
Home Office
Head of EMEA
Stephen Millar +44(0)7769-958822 smillar@baronfunds.com
Home Office
Public Funds and Taft-Hartley Plans
Lucy Pesa (212) 583-2143 lpesa@baronfunds.com
Regional Directors
| Region | Name Contact Information | |
|---|---|---|
| • | West AK, AZ, CA, CO, HI, ID, MT, NM, NV, OR, UT, WA, WY | Jennifer Nigro, VP, Director (212) 583-2101 jnigro@baronfunds.com |
| • | Midwest AR, IA, IL, IN, KS, KY, LA, MI, MN, MO, MS, ND, NE, OH, OK, SD, TN, TX, WI | Meeta Singal, VP, Director (212) 583-2055 msingal@baronfunds.com |
| • | East AL, CT, DE, FL, GA, MA, MD, ME, NC, NH, NJ, NY, PA, RI, SC, VA, VT, WV | David Kaplan, VP, Senior Director (212) 583-2083 dkaplan@baronfunds.com |
Home Office
| Name | Title Contact Information |
|---|---|
| Jim Barrett, VP | Head of Institutional Sales (212) 583-2076 jbarrett@baronfunds.com |
| David Chow, VP | Consultant Relations (212) 583-2081 dchow@baronfunds.com |
| Stephen Millar, VP | Head of EMEA +44(0)7769-958822 smillar@baronfunds.com |
| Lucy Pesa | Public Funds and Taft-Hartley Plans (212) 583-2143 lpesa@baronfunds.com |
FAs and National Accounts - Contacts by Region
- • New England
- • Metro NY
- • Northeast
- • Mid Atlantic
- • Southeast
- • Ohio Valley
- • Midwest
- • Central
- • Southwest
- • Rocky Mountain
- • West
- • Northwest
New England
Metro NY
Northeast
Mid Atlantic
Southeast
Ohio Valley
Midwest
Central
Southwest
Rocky Mountain
West
Northwest
National Accounts
VP, Head of Intermediary Sales and National Accounts
David Judice (212) 583-2034 djudice@baronfunds.com
National Accounts
National Accounts
National Accounts
National Accounts
Regional Directors
| Region | Name Contact Information | |
|---|---|---|
| • | New England CT, MA, ME, NH, RI, VT | Mark Whitehouse (603) 661-8887 mwhitehouse@baronfunds.com |
| • | Metro NY NYC | Ron Stankiewicz, VP (917) 287-7248 rstankiewicz@baronfunds.com |
| • | Northeast DE, NJ, NY, PA | Bill Zorovich, VP (646) 556-5473 bzorovich@baronfunds.com |
| • | Mid Atlantic DE, MD, NC, SC, VA | Brian Cullen (203) 912-4433 bcullen@baronfunds.com |
| • | Southeast AL, FL, GA, MS, TN | Scott Koziol, VP (404) 433-6137 skoziol@baronfunds.com |
| • | Ohio Valley IN, KY, OH, WV | Matt O'Donnell (917) 615-4879 modonnell@baronfunds.com |
| • | Midwest MI, MO-east | Ian Forman (917) 933-0112 iforman@baronfunds.com |
| • | Central IA, IL, MN, NE, WI | Jennifer Rommel, VP (773) 450-7495 jrommel@baronfunds.com |
| • | Southwest AR, LA, OK, TX | Charles Kruger (917) 882-2095 ckruger@baronfunds.com |
| • | Rocky Mountain AZ, CO, KS, MO-west, NE, NM, UT, WY | Jimmy O'Leary (646) 965-2657 joleary@baronfunds.com |
| • | West CA, HI, NV, OR, WA | Wayne Ouimette, VP (310) 292-6255 wouimette@baronfunds.com |
Internal Investment Specialists
| Region | Name Contact Information | |
|---|---|---|
| • | West CA, HI, NV, OR, WA | Christopher Snow (212) 583-2176 csnow@baronfunds.com |
| •• | Midwest, Southeast MI, MO-east, AL, FL, GA, MS, TN | Andrew Kratsch (212) 583-2138 akratsch@baronfunds.com |
| •• | Metro NY, Rocky Mountain NYC, AZ, CO, KS, MO-west, NE, NM, UT, WY | Kush Joshi (917) 933-0145 kjoshi@baronfunds.com |
| •• | Mid Atlantic, Ohio Valley DE, MD, NC, SC, VA, IN, KY, OH, WV | Cullen Graves (917) 933-0162 cgraves@baronfunds.com |
| •• | Central, New England IA, IL, MN, NE, WI, CT, MA, ME, NH, RI, VT | Chris Fuccillo (917) 933-0169 cfuccillo@baronfunds.com |
| • | Northeast DE, NJ, NY, PA | Patrick Murphy (212) 583-2156 pmurphy@baronfunds.com |
| •• | Southwest, Northwest AR, LA, OK, TX, AK, ID, MT, ND, OR, SD, WA | Aniello O'Connor (917) 933-0175 aoconnor@baronfunds.com |
National Accounts
| Name | Title Contact Information |
|---|---|
| David Judice | VP, Head of Intermediary Sales and National Accounts (212) 583-2034 djudice@baronfunds.com |
| Glenn Smith | VP, National Sales Manager (212) 583-2007 gsmith@baronfunds.com |
| Stephanie Gisriel | VP, Director, National Accounts (212) 583-2187 sgisriel@baronfunds.com |
| Roger Mack | VP, Director, National Accounts (212) 583-2131 rmack@baronfunds.com |
| Chelsea M. Ameen | VP, Director, National Accounts (212) 583-2158 cameen@baronfunds.com |
RIAs - Contacts by Region
- • Northeast, Georgia
- • Southeast
- • Midwest
- • Pacific
- • Rocky Mountain
Northeast, Georgia
Southeast
Midwest
Pacific
Internal Investment Specialist
Thomas Dudley (917) 933-0137 TDudley@baronfunds.com
Rocky Mountain
Home Office
VP, Head of RIA Sales and Family Office Group
Frank Maiorano (212) 583-2183 fmaiorano@baronfunds.com
Regional Directors
| Region | Name Contact Information | |
|---|---|---|
| • | Northeast, Georgia CT, GA, MA, ME, NH, NJ, NY, OH, PA, RI, VT | Robin Thurau, VP (212) 583-2083 rthurau@baronfunds.com |
| • | Southeast AL, DE, FL, LA, MD, MS, NC, SC, TX, VA, WV | Eric Belgard, CFA (212) 583-2181 ebelgard@baronfunds.com |
| • | Midwest AR, IA, IL, IN, KS, KY, MI, MN, MO, NE, OK, TN, WI | Brian McNamara, CFA, VP (212) 583-2032 bmcnamara@baronfunds.com |
| • | Pacific AK, CA, HI, OR, WA | Liz Cassal, VP (925) 330-2175 lcassal@baronfunds.com |
| • | Rocky Mountain AZ, CO, ID, MT, ND, NM, NV, OK, SD, UT, WY | Frank Costigliola (917)-933-0122 fcostigliola@baronfunds.com |
Internal Investment Specialists
| Region | Name Contact Information | |
|---|---|---|
| • | Northeast, Georgia CT, GA, MA, ME, NH, NJ, NY, OH, PA, RI, VT | Jacob Rand (212) 583-2194 jrand@baronfunds.com |
| • | Southeast AL, DE, FL, LA, MD, MS, NC, SC, TX, VA, WV | Aaron Kaltbaum (917) 933-0136 akaltbaum@baronfunds.com |
| • | Pacific AK, CA, HI, OR, WA | Thomas Dudley (917) 933-0137 TDudley@baronfunds.com |
| • | Rocky Mountain AZ, CO, ID, MT, ND, NM, NV, OK, SD, UT, WY | William Van Allen 917-933-0143 wvanallen@baronfunds.com |
Home Office
| Name | Title Contact Information |
|---|---|
| Frank Maiorano | VP, Head of RIA Sales and Family Office Group (212) 583-2183 fmaiorano@baronfunds.com |
Individual Investors
By Phone
212-583-2000
1(800) 99-BARON or 1(800) 992-2766
Shareholder Services:
1(800) 442-3814 or click here
By Mail
(For communications only; not for investments)
Baron Capital, Inc.
767 Fifth Avenue, 48th Floor
New York, NY 10153
Send an Email
Use the form below or send an email to info@baronfunds.com. For your own security, please do NOT include your account number or your social security number in the email.
Non-U.S. Investors
If you are a non-U.S. investor or qualified tax-exempt U.S. investor interested in learning more about our non-U.S. investment products, please contact:
Stephen Millar
VP, Head of EMEA, Institutional Sales
+44(0)7769-958822
smillar@baronfunds.com
© Baron 2021 All rights reserved
Disclosure
Investment Products: NOT FDIC INSURED | MAY LOSE VALUE | NOT BANK GUARANTEED
BAMCO, Inc. is an investment adviser registered with the U.S. Securities and Exchange Commission (SEC). Baron Capital, Inc. is a limited purpose broker-dealer registered with the SEC and member of the Financial Industry Regulatory Authority, Inc. (FINRA).